Financial services

We have experience of advising companies and individuals in the financial services sector and we understand the time constraints and the regulatory pressures they face.

We have advised banks, global foreign exchange brokers, wealth and asset managers and legal expenses insurance companies on a wide range of employment and FSA related matters.

We also provide specialist advice to individuals who are either at risk of or are under investigation for alleged breaches of the FSA’s rules and regulations.  Our expert employment solicitors based in Canary Wharf regularly advise on the application of the fit and proper test for approved persons.  In addition, we advise and assist with completing Long Form A and we have successfully negotiated Form C withdrawals.

  • Get in touch:
    020 7956 8699